Marc Walters is a registered investment advisor at Morgan Stanley, based in Tampa, FL, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
100 North Tampa Street, Suite 3000, Tampa, FL, 33602
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Regulatory History (1)
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Customer Dispute
June 2003Closed-No Action
Other Business Activities
Marc owns rental property on Carrollbrook Lane since 2008, dedicating minimal time after business hours. He is also a sole proprietor/owner of rental property through Walters Capital, LLC since 2013, spending minimal time on administrative tasks after business hours.
Employment History
Current Registrations
Morgan Stanley
November 2011 - Present · 14 yrs 6 mos
Morgan StanleyBroker
November 2011 - Present · 14 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 1995 - November 2011 · 16 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1995 - November 2011 · 16 yrs 1 mo
State Registrations41 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.