Charles Widener is a CFP-designated registered investment advisor, based in Charlotte, NC, with 26 years of industry experience.
Location
214 N Tryon St, Fl 33, Charlotte, NC, 28202
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Regulatory History (2)
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Customer Dispute
August 2009Settled
Customer Dispute
June 2009Settled
Employment History
Current Registrations
Truist Investment Services, INC.
March 2021 - Present · 5 yrs 2 mos
Truist Investment Services, INC.Broker
March 2021 - Present · 5 yrs 2 mos
Truist Advisory Services, INC.
January 2021 - Present · 5 yrs 4 mos
Previous Registrations
PNC InvestmentsBroker
December 2018 - December 2018 · 0 mos
PNC Investments
December 2018 - December 2018 · 0 mos
PNC Investments
December 2017 - December 2018 · 1 yr
PNC InvestmentsBroker
December 2017 - December 2018 · 1 yr
MML Investors Services, LLC
May 2010 - November 2017 · 7 yrs 6 mos
MML Investors Services, LLCBroker
April 2010 - November 2017 · 7 yrs 7 mos
Oppenheimer & CO. INC.Broker
March 2009 - July 2009 · 4 mos
Oppenheimer & CO. INC.
March 2009 - July 2009 · 4 mos
Stanford Group Company
July 2006 - March 2009 · 2 yrs 8 mos
Stanford Group CompanyBroker
July 2006 - March 2009 · 2 yrs 8 mos
Banc of America Investment Services, INC.
September 2002 - July 2006 · 3 yrs 10 mos
Banc of America Investment Services, INC.Broker
June 2002 - July 2006 · 4 yrs 1 mo
Equity Services, INC.Broker
March 1998 - December 2000 · 2 yrs 9 mos
W. S. Griffith & CO., INC.Broker
August 1995 - March 1998 · 2 yrs 7 mos
State Registrations1 state
NC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.