Daniel Fahringer
Daniel Fahringer is a registered investment advisor at LPL Enterprise, LLC, based in Harrisburg, PA, with 22 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
2209 Forest Hills Dr., Suite 20, Harrisburg, PA, 17112
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Daniel operates under the DBA Forest Hills Financial Group for his LPL business, dedicating about a quarter of his time to it. He also receives trail commissions from non-variable life products through National Life Group, but spends no time on this activity.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
Pruco Securities, LLC.Broker
Prudential Financial Planning Services
Esi Financial Advisors
Equity Services, INC.Broker
Hornor, Townsend & Kent, LLC
Hornor, Townsend & Kent, LLCBroker
Mutual of Omaha Investor Services, INC.Broker
Mutual of Omaha Investor Services, INC.
Nylife Securities LLCBroker
Metlife Securities INC.
Metlife Securities INC.Broker
Invest Financial Corporation
Invest Financial CorporationBroker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Ing Financial Partners, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
Royal Alliance Associates, INC.Broker
Citigroup Global Markets INC.Broker
Morgan Stanley Dw INC.Broker
TD Waterhouse Investor Services, INC.Broker
Ferris, Baker Watts IncorporatedBroker
Fortis Investors, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.