Thomas Swartout
Thomas Swartout is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Pittsburgh, PA, with 30 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
600 Grant Street, 3550 Us Steel Tower, Pittsburgh, PA, 15219
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2004Customer Dispute
January 2001Other Business ActivitiesSells Insurance
Thomas may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He is also a member of the Central Pennsylvania Scholarship Fund, dedicating minimal time to this activity.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.