John Carlos
John Carlos is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Pittsburgh, PA, with 27 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
600 Grant Street, 3550 Us Steel Tower, Pittsburgh, PA, 15219
Get directionsHistory
Regulatory History (1)
Financial
May 2017Other Business ActivitiesSells Insurance
John may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He is also a board member of the Doris Stackpole Foundation, dedicating minimal time to reviewing funding requests.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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