John Carlos
John Carlos is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Pittsburgh, PA, with 26 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
600 Grant Street, 3550 Us Steel Tower, Pittsburgh, PA, 15219
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Regulatory History (1)
Financial
May 2017Other Business ActivitiesSells Insurance
John may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He is also a board member of the Doris Stackpole Foundation, dedicating minimal time to reviewing funding requests.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.