Carey Droznek
Carey Droznek is a CFP-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Pittsburgh, PA, with 17 years of industry experience. Carey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
2945 Banksville Rd, Ste 200, Pittsburgh, PA, 15216
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Carey is the treasurer for Penn Woods Classical Academy, a non-profit organization. This involves reviewing/preparing budgets and paying bills, requiring minimal time.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
VALIC Financial Advisors, INC.Broker
VALIC Financial Advisors, INC.
Alight Financial Advisors, LLC
Alight Financial Solutions, LLCBroker
Mid Atlantic Financial Management, INC.
Mid Atlantic Capital CorporationBroker
Mbsc Securities CorporationBroker
Waddell & ReedBroker
Waddell & Reed
LPL Financial LLCBroker
H&a Wealth Advisors, H&a Retirement Advisors
Securities America Advisors, INC.
Securities America, INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.