Stephen Solaka is a registered investment advisor at Gateway Investment Advisers, LLC, based in Cincinnati, OH, with 18 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 276 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 0.42% |
| $5.0M - $10.0M | 0.33% |
| $10.0M - $50.0M | 0.25% |
| $50M+ | 0.23% |
This fee schedule applies to accounts managed under the Gateway Flagship (Index/RA), Active Index-Option Overwrite, or Quality Income strategies. The standard fee for an account managed under the Active Index-PutWrite strategy is 0.35% on assets under management. The standard fee for an account managed under the Global Low Volatility strategy is 1.00% of the account’s asset value. The standard annual fee for an account managed under the Theta Overlay Program℠ is 0.65% of the Notional Value of the account. The standard annual fee for an account managed under the Protected Put Premium Overlay strategy is 0.75% of the Notional Value of the account. The standard annual fee for an account managed under the Index Solutions strategy is 0.75% of the Notional Value of the account. The standard annual fee for an account managed under the Custom Single Stock or Defined Outcome strategies is 0.75% of the account’s asset value. Fees are negotiable for certain client accounts.
Fee Estimator
Location
312 Walnut Street, Suite 3500, Cincinnati, OH, 45202-9834
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Gateway Investment Advisers, LLC
Previous Registrations
Belmont Capital Group
UBS Financial Services INC.
State Registrations2 states
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