Christopher Hass
Christopher Hass is a registered investment advisor at LPL Financial LLC, based in Louisville, KY, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2950 Breckenridge Ln., Suite 6, Louisville, KY, 40220
Get directionsHistory
Regulatory History (3)
Customer Dispute
March 2013Customer Dispute
February 2013Criminal
March 1991Other Business ActivitiesSells Insurance
Christopher is involved in several business activities, including owning multiple real estate rental properties and operating Hass Financial LLC, which involves non-variable insurance. He dedicates full-time hours to his real estate and insurance activities, and about 10-20% of his time to his LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Spc
Parkland Securities, LLCBroker
Edward JonesBroker
Robert W. Baird & CO. IncorporatedBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.