Christopher Hass
Christopher Hass is a registered investment advisor at LPL Financial LLC, based in Louisville, KY, with 30 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
2950 Breckenridge Ln., Suite 6, Louisville, KY, 40220
Get directionsHistory
Regulatory History (3)
Customer Dispute
March 2013Customer Dispute
February 2013Criminal
March 1991Other Business ActivitiesSells Insurance
Christopher is involved in several business activities, including owning multiple real estate rental properties and operating Hass Financial LLC, which involves non-variable insurance. He dedicates full-time hours to his real estate and insurance activities, and about 10-20% of his time to his LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Spc
Parkland Securities, LLCBroker
Edward JonesBroker
Robert W. Baird & CO. IncorporatedBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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