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Frank Mercuri

Attivo Legacy Advisors, LLC
24 Years of Experience
Corona, CA
4 DisclosuresSells Insurance
View SEC Summary
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Frank Mercuri is a registered investment advisor at Attivo Legacy Advisors, LLC, based in Corona, CA, with 24 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 113 clients with $10M in assets under management.

Attivo Legacy Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
113 clients
Average Client Portfolio
$88K average
Assets Under Management
$10.0M

Fee Structure

Minimum Investment:$500K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K1.50%
$100K - $750K1.50%
$750K - $1.0M1.30%
$1.0M - $2.0M1.00%
$2M+0.75%

Fees are negotiable and payable quarterly in arrears. For certain qualified clients, the firm may also charge a performance-based fee of 10% on capital gains.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4740 Green River Rd., Ste 104, Corona, CA, 92878

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 2024
Final
Employment Separation After Allegations
March 2001
Customer Dispute
March 2001
Settled
Employment Separation After Allegations
March 2000
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Frank is licensed to sell fixed life, health, and disability insurance through MAM Insurance Agency and dedicates a few hours per week to this. He also owns Equivita Life Settlements, LLC and is an owner of Meridian Trust Services, spending minimal time on the latter.

Employment History
Current Registrations
Attivo Legacy Advisors, LLC
April 2010 - Present · 16 yrs 6 mos
Previous Registrations
Mercuri Asset Management, INC.
January 2007 - December 2009 · 2 yrs 11 mos
Financial West GroupBroker
September 2003 - November 2004 · 1 yr 2 mos
Securities Equity GroupBroker
June 2002 - August 2003 · 1 yr 2 mos
First Union Securities, INC.Broker
March 2000 - March 2001 · 1 yr
Painewebber IncorporatedBroker
June 1998 - April 2000 · 1 yr 10 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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