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Brian Stephens is a registered investment advisor at Morgan Stanley, based in New York, NY, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1585 Broadway, Capital Markets, New York, NY, 10036
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Regulatory History (2)
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Financial
November 2024Final
Financial
January 2023Final
Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
April 2008 - June 2009 · 1 yr 2 mos
Legg Mason Investor Services, LLCBroker
August 2007 - April 2008 · 8 mos
The Griswold Company, IncorporatedBroker
September 2003 - March 2007 · 3 yrs 6 mos
Cibc World Markets CORP.Broker
February 1998 - June 2003 · 5 yrs 4 mos
Whale Securities CO., L.P.Broker
July 1996 - February 1998 · 1 yr 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.