Steven Diamond is a registered investment advisor at LPL Financial LLC, based in Chicago, IL, with 30 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
231 S La Salle St # 13, 13th Floor, Chicago, IL, 60604
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2008Other Business Activities
Steven works with Wintrust Investments as a DBA for LPL business, dedicating nearly full-time hours to this role. He also acts in a fiduciary capacity for the Doris Bennet Income Trust, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wintrust Investments
Wayne Hummer Asset Management Company
Wayne Hummer Asset Management Company
Wintrust Investments LLCBroker
Chatfield Dean & CO., INC.Broker
State Registrations42 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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