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Ronald Sirt

LPL Financial LLC
40 Years of Experience
Chicago, IL
1 DisclosureBroker
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Ronald Sirt is a registered investment advisor at LPL Financial LLC, based in Chicago, IL, with 40 years of industry experience. Ronald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

8750 W Bryn Mawr Ste 1300, Chicago, IL, 60631

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 2014
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Financial LLC
June 2026 - Present · 4 mos
LPL Financial LLCBroker
June 2026 - Present · 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2012 - July 2025 · 13 yrs 6 mos
Wells Fargo Advisors
January 2012 - July 2025 · 13 yrs 6 mos
Leumi Investment Services INC.
July 2011 - January 2012 · 6 mos
Leumi Investment Services INC.Broker
July 2011 - January 2012 · 6 mos
Howe Barnes Capital Management, INC.
October 2007 - May 2011 · 3 yrs 7 mos
Howe Barnes Hoefer & Arnett, INC.Broker
April 2004 - May 2011 · 7 yrs 1 mo
Raymond James & Associates, INC.Broker
July 2003 - April 2004 · 9 mos
Raymond James Financial Services, INC.Broker
August 2000 - February 2003 · 2 yrs 6 mos
Investors Brokerage Services, INC.Broker
June 2000 - October 2000 · 4 mos
Citicorp Investment ServicesBroker
November 1991 - May 2000 · 8 yrs 6 mos
Financial Horizons Securities CorporationBroker
February 1989 - April 1993 · 4 yrs 2 mos
Cowen & CO.Broker
October 1986 - February 1989 · 2 yrs 4 mos
Freehling & CO.Broker
September 1984 - October 1986 · 2 yrs 1 mo
State Registrations1 state
IL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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