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CFP
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CFP

Brian Venn

LPL Financial LLC
26 Years of Experience
Chicago, IL
1 DisclosureBroker
View SEC Summary
View SEC Summary

Brian Venn is a CFP-designated registered investment advisor at LPL Financial LLC, based in Chicago, IL, with 26 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

231 S La Salle St # 13, 13th Floor, Chicago, IL, 60604

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
March 1993
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Financial LLC
April 2026 - Present · 6 mos
LPL Financial LLCBroker
March 2026 - Present · 7 mos
Previous Registrations
Ameriprise Financial Services, LLCBroker
August 2021 - February 2026 · 4 yrs 6 mos
Ameriprise Financial Services, LLC
August 2021 - February 2026 · 4 yrs 6 mos
Cuso Financial Services, L.P.Broker
January 2020 - August 2021 · 1 yr 7 mos
Cuso Financial Services, L.P.
January 2020 - August 2021 · 1 yr 7 mos
U.S. Bancorp Investments, INC.
April 2015 - January 2020 · 4 yrs 9 mos
U.S. Bancorp Investments, INC.Broker
April 2015 - January 2020 · 4 yrs 9 mos
J.P. Morgan Securities LLC
January 2013 - March 2015 · 2 yrs 2 mos
J.P. Morgan Securities LLCBroker
January 2013 - March 2015 · 2 yrs 2 mos
Wells Fargo Advisors, LLC
January 2011 - January 2013 · 2 yrs
Wells Fargo Advisors, LLCBroker
January 2011 - January 2013 · 2 yrs
Wells Fargo Investments, LLC
September 2005 - January 2011 · 5 yrs 4 mos
Wells Fargo Investments, LLCBroker
September 2005 - January 2011 · 5 yrs 4 mos
Wm Financial Services, INC.Broker
June 2004 - August 2005 · 1 yr 2 mos
Wm Financial Services, INC.
June 2004 - August 2005 · 1 yr 2 mos
Metlife Investors Distribution CompanyBroker
April 2003 - June 2004 · 1 yr 2 mos
Lincoln Financial Advisors Corporation
February 2001 - April 2003 · 2 yrs 2 mos
Lincoln Financial Advisors CorporationBroker
December 2000 - April 2003 · 2 yrs 4 mos
The Lincoln National Life Insurance CompanyBroker
December 2000 - April 2003 · 2 yrs 4 mos
U.S. Bancorp Investments, INC.Broker
June 2000 - December 2000 · 6 mos
Euro Pacific Capital, INC.Broker
February 2000 - June 2000 · 4 mos
Edward D. Jones & CO., L.P.Broker
February 1999 - June 1999 · 4 mos
State Registrations2 states
CAIL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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