RV
RV
Roger Veome
28 Years of Experience
Chicago, IL
2 DisclosuresBroker
Roger Veome is a registered investment advisor at Raymond James & Associates, INC., based in Chicago, IL, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
120 S Riverside, Suite 700, Chicago, IL, 60606
Get directionsHistory
Regulatory History (2)
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Customer Dispute
September 2010Settled
Customer Dispute
August 2008Settled
Other Business Activities
Roger is a private investor in Milk Money since 2019. He dedicates minimal time to this investment-related activity.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
May 2016 - Present · 10 yrs
Raymond James & Associates, INC.
May 2016 - Present · 10 yrs
Raymond James & Associates, INC.
May 2016 - Present · 10 yrs
Previous Registrations
Morgan Stanley
June 2009 - June 2016 · 7 yrs
Morgan StanleyBroker
June 2009 - June 2016 · 7 yrs
Morgan Stanley & CO. Incorporated
February 2009 - June 2009 · 4 mos
Morgan Stanley & CO. IncorporatedBroker
February 2009 - June 2009 · 4 mos
Jefferies Investment Advisers, LLC
May 2005 - February 2009 · 3 yrs 9 mos
Jefferies & Company, INC.Broker
November 2004 - February 2009 · 4 yrs 3 mos
Credit Suisse First Boston LLCBroker
January 2003 - December 2004 · 1 yr 11 mos
Credit Suisse First Boston
January 2003 - December 2004 · 1 yr 11 mos
Donaldson Lufkin & Jenrette Securities Corporation
October 2001 - January 2003 · 1 yr 3 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
June 2000 - January 2003 · 2 yrs 7 mos
Banc of America Securities LLCBroker
September 1999 - June 2000 · 9 mos
Mesirow Financial, INC.Broker
May 1997 - October 1998 · 1 yr 5 mos
Global Investment Services, INC.Broker
November 1996 - February 1997 · 3 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.