MR
MR
Michael Romance
30 Years of Experience
Fort Lauderdale, FL
3 DisclosuresBroker
Michael Romance is a registered investment advisor at Morgan Stanley, based in Fort Lauderdale, FL, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
350 East Las Olas Boulevard, Suite 1500, Fort Lauderdale, FL, 33301
Get directionsHistory
Regulatory History (3)
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Customer Dispute
March 2016Settled
Customer Dispute
February 2003Settled
Customer Dispute
August 2000Closed-No Action
Other Business Activities
Michael owns and manages multiple rental properties in Greenville, North Carolina, since 2013. He spends minimal time on these activities outside of business hours.
Employment History
Current Registrations
Morgan Stanley
December 2009 - Present · 16 yrs 5 mos
Morgan StanleyBroker
December 2009 - Present · 16 yrs 5 mos
Previous Registrations
UBS Financial Services INC.
September 2002 - December 2009 · 7 yrs 3 mos
UBS Financial Services INC.Broker
September 2002 - December 2009 · 7 yrs 3 mos
Merrill Lynch Pierce Fenner & Smith INC.
February 1996 - September 2002 · 6 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1996 - September 2002 · 6 yrs 8 mos
State Registrations27 states
AZCACOCTDCFLGAHIILINMAMDMINCNJNVNYOHPASCTNTXUTVAVTWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.