EC
EC
Elizabeth Cummins is a registered investment advisor at Morgan Stanley, based in Austin, TX, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
8701 Bee Caves Road, Suite 300, Austin, TX, 78746
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 2001Final
Other Business Activities
Elizabeth works as a contractor in sales/marketing for J Hilburn, a retail/online store, dedicating minimal time outside of business hours. This activity is not investment-related.
Employment History
Current Registrations
Morgan Stanley
February 2012 - Present · 14 yrs 3 mos
Morgan StanleyBroker
February 2012 - Present · 14 yrs 3 mos
Previous Registrations
Sanders Morris Harris INC.
August 2011 - December 2011 · 4 mos
Sanders Morris Harris INC.Broker
March 2011 - December 2011 · 9 mos
Safe Harbor Securities, INC.Broker
May 2004 - April 2005 · 11 mos
Tradescape.com Securities, LLCBroker
October 1998 - January 2001 · 2 yrs 3 mos
E*trade Professional Trading, LLCBroker
December 1995 - October 2003 · 7 yrs 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.