EC
EC

Elizabeth Cummins

23 Years of Experience
Austin, TX
1 DisclosureBroker

Elizabeth Cummins is a registered investment advisor at Morgan Stanley, based in Austin, TX, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

8701 Bee Caves Road, Suite 300, Austin, TX, 78746

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History

Regulatory History (1)
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Regulatory
June 2001
Final
Other Business Activities

Elizabeth works as a contractor in sales/marketing for J Hilburn, a retail/online store, dedicating minimal time outside of business hours. This activity is not investment-related.

Employment History
Current Registrations
Morgan Stanley
February 2012 - Present · 14 yrs 3 mos
Morgan StanleyBroker
February 2012 - Present · 14 yrs 3 mos
Previous Registrations
Sanders Morris Harris INC.
August 2011 - December 2011 · 4 mos
Sanders Morris Harris INC.Broker
March 2011 - December 2011 · 9 mos
Safe Harbor Securities, INC.Broker
May 2004 - April 2005 · 11 mos
Tradescape.com Securities, LLCBroker
October 1998 - January 2001 · 2 yrs 3 mos
E*trade Professional Trading, LLCBroker
December 1995 - October 2003 · 7 yrs 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Elizabeth Cummins - Financial Advisor | TrueAdvisor