CM
CM
Claudia Martinez is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
717 Texas Avenue, Suite 3050, Houston, TX, 77002
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2009Closed-No Action
Employment History
Current Registrations
Morgan StanleyBroker
August 2018 - Present · 7 yrs 9 mos
Morgan Stanley
August 2018 - Present · 7 yrs 9 mos
Previous Registrations
J.P. Morgan Securities LLC
October 2012 - August 2018 · 5 yrs 10 mos
J.P. Morgan Securities LLCBroker
October 2012 - August 2018 · 5 yrs 10 mos
Chase Investment Services CORP.
December 2009 - October 2012 · 2 yrs 10 mos
Chase Investment Services CORP.Broker
December 2009 - October 2012 · 2 yrs 10 mos
Stanford Group Company
May 2005 - March 2009 · 3 yrs 10 mos
Stanford Group CompanyBroker
March 2005 - March 2009 · 4 yrs
State Registrations11 states
CADEFLNJNMNYOHOKPASCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.