Erin Dickes is a registered investment advisor at Morgan Stanley, based in Dallas, TX, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
2121 North Pearl Street, Suite 500, Dallas, TX, 75201
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2022Settled
Other Business Activities
Erin is a board member for the National Association for Continence (NAFC) and Custom Label & Decal, LLC, spending minimal time on each. She is also an officer for NAFC, involved in fundraising, investment decisions, and business development.
Employment History
Current Registrations
Morgan Stanley
July 2022 - Present · 3 yrs 10 mos
Morgan StanleyBroker
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
Cibc Private Wealth Advisors, INC.
November 2017 - August 2022 · 4 yrs 9 mos
Cibc World Markets CORP.Broker
October 2017 - August 2022 · 4 yrs 10 mos
Gnv Advisors, LLCBroker
November 2008 - October 2017 · 8 yrs 11 mos
Geneva Advisors, LLC
November 2005 - September 2017 · 11 yrs 10 mos
Kenilworth Asset Management, LLC
November 2003 - December 2006 · 3 yrs 1 mo
Bancboston Robertson Stephens INC.Broker
September 1998 - September 1998 · 0 mos
Bancamerica Robertson StephensBroker
October 1997 - September 1998 · 11 mos
Robertson, Stephens & Company LLCBroker
October 1996 - October 1997 · 1 yr
State Registrations40 states
ARAZCACOCTDCDEFLGAHIIDILINKYLAMAMDMIMOMSMTNCNENJNMNVNYOHOKORPASCTNTXUTVAVTWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.