VP
VP
Victor Palafox is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2800 Post Oak Boulevard, Suite 3200, Houston, TX, 77056
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Regulatory History (1)
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Customer Dispute
February 2019Denied
Other Business Activities
Victor is a sole proprietor/owner/partner of real estate in Conjunto Miyana, Mexico since 2017. He also invests in Flexstation through Alta Capital Fund LLC, dedicating minimal time outside business hours.
Employment History
Current Registrations
Morgan Stanley
February 2016 - Present · 10 yrs 7 mos
Morgan StanleyBroker
February 2016 - Present · 10 yrs 7 mos
Previous Registrations
Credit Suisse Securities (USA) LLC
October 2012 - February 2016 · 3 yrs 4 mos
Credit Suisse Securities (USA) LLCBroker
March 2012 - February 2016 · 3 yrs 11 mos
J.P. Morgan Securities LLCBroker
October 2008 - March 2012 · 3 yrs 5 mos
J.P. Morgan Securities INC.Broker
May 2004 - October 2008 · 4 yrs 5 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.