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Ellen Pierce

Harbor Investment Advisory, LLC
30 Years of Experience
Lutherville, MD
Broker
View SEC Summary
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Ellen Pierce is a registered investment advisor at Harbor Investment Advisory, LLC, based in Lutherville, MD, with 30 years of industry experience. Ellen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Corporate Executives, Education Planning, and 6 more. Their firm serves 3,540 clients with $6.9B in assets under management.

Harbor Investment Advisory, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
31 advisors
Number of Clients
3,540 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$6.9B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees vary by program: Harbor Manager Select charges 0.25% to 2.00%, and Harbor Investment Consulting charges 0.25% to 1.50%. Fees are computed as a percentage of assets under management and paid monthly in arrears.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

2330 W. Joppa Road, Suite 160, Lutherville, MD, 21093

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ellen is a partner in MA and PA LLC / Country Life Farm, involved in agriculture and livestock, specifically partial ownership of thoroughbred horses, since 2015. This activity is not investment-related.

Employment History
Current Registrations
Harbor Investment Advisory, LLC
July 2025 - Present · 1 yr 3 mos
Harbor Investment Advisory, LLCBroker
July 2025 - Present · 1 yr 3 mos
Previous Registrations
UBS Financial Services INC.
November 2004 - July 2025 · 20 yrs 8 mos
UBS Financial Services INC.Broker
November 2004 - July 2025 · 20 yrs 8 mos
Morgan Stanley
March 1999 - November 2004 · 5 yrs 8 mos
Morgan Stanley Dw INC.Broker
February 1996 - November 2004 · 8 yrs 9 mos
State Registrations49 states
ALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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