Lacey Hughes
Lacey Hughes is a registered investment advisor at LPL Financial LLC, based in Birmingham, AL, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
100 Euclid Ave, Birmingham, AL, 35213
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Regulatory History (1)
Customer Dispute
July 2003Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
First Horizon Advisors, INC
First Horizon Advisors, INC.Broker
Transamerica Capital, INC.Broker
The Leaders Group, INC.Broker
Frontier Solutions, LLCBroker
Brighthouse Securities, LLCBroker
Metlife Investors Distribution CompanyBroker
Metlife Securities INC.Broker
Chickasaw Securities, LLCBroker
Patrick Capital Markets, LLCBroker
Sun Life Financial Distributors, INC.Broker
Sunamerica Capital Services, INC.Broker
A. G. Edwards & Sons, INC.Broker
A. G. Edwards & Sons, INC.
Planco Financial Services, INC.Broker
UBS Painewebber INC.
UBS Painewebber INC.Broker
Prudential Securities IncorporatedBroker
R a F Financial CorporationBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.