Bradley Marshall
Bradley Marshall is a registered investment advisor at LPL Financial LLC, based in Pasadena, CA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
16 N Marengo Avenue, Suite 500, Pasadena, CA, 91101
Get directionsHistory
Regulatory History (3)
Customer Dispute
December 2007Customer Dispute
July 2002Criminal
October 1986Other Business ActivitiesSells Insurance
Bradley is involved in several business activities, including real estate sales, ownership in Marshall Wealth Management Group, Marshall LLC, Novus Wealth Group LLC, Sage Planning Solutions, Cypress Private Wealth, and rental properties. He also spends a full-time equivalent selling various insurance lines, including fixed annuities, life/health, LTC, and index annuities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
LPL Financial LLC
Strategic Wealth Advisors Group
Strategic Wealth Advisors Group
LPL Financial LLCBroker
LPL Financial LLC
Wm Financial Services, INC.Broker
Wells Fargo Securities INC.Broker
Wm Financial Services, INC.Broker
Great Western Financial Securities CorporationBroker
Wm Financial Services, INC.Broker
Wells Fargo Securities INC.Broker
Baraban Securities, INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.