MM
CFP
MM
CFP
Matthew Morea is a CFP-designated registered investment advisor at Morgan Stanley, based in New York, NY, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
One Penn Plaza, 43rd Floor, New York, NY, 10119
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2009Denied
Customer Dispute
July 2008Settled
Customer Dispute
May 2008Settled
Customer Dispute
February 2008Settled
Employment History
Current Registrations
Morgan Stanley
February 2021 - Present · 5 yrs 5 mos
Morgan StanleyBroker
February 2021 - Present · 5 yrs 5 mos
Previous Registrations
Hsbc Securities (USA) INC.
June 2006 - March 2021 · 14 yrs 9 mos
Hsbc Securities (USA) INC.Broker
January 2005 - March 2021 · 16 yrs 2 mos
Hsbc Brokerage (USA) INC.Broker
April 2003 - January 2005 · 1 yr 9 mos
Nfb Investment Services CORP.Broker
November 2001 - April 2003 · 1 yr 5 mos
Citicorp Investment ServicesBroker
July 1999 - November 2001 · 2 yrs 4 mos
Prudential Securities IncorporatedBroker
October 1996 - July 1999 · 2 yrs 9 mos
State Registrations29 states
AZCACOCTDEFLGAIDILKSLAMAMDMEMINCNHNJNVNYPAPRRITXUTVAVTWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.