Patrick Mazzarella
Patrick Mazzarella is a registered investment advisor at LPL Financial LLC, based in Scottsdale, AZ, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Scottsdale, AZ
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Regulatory History (1)
Customer Dispute
September 2012Other Business ActivitiesSells Insurance
Patrick is contracted as an independent career agent for United Healthcare Insurance Company for non-variable insurance through PM Wealth Management since 2012. This activity takes about 10-20% of Patrick's time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wachovia Securities, LLCBroker
Prudential Securities IncorporatedBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.