Patrick Dougherty is a CFP-designated registered investment advisor at LPL Financial LLC, based in Stoughton, MA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1538 Turnpike St, Stoughton, MA, 02072
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Patrick operates his LPL business through Investment Center at South Shore Bank, but spends no time on it. He also works as a USA Hockey referee, dedicating about 10-20% of his time to this non-investment related activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Osaic Institutions, INC.
Osaic Institutions, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Park Avenue Securities LLCBroker
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Fidelity Brokerage Services LLCBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.