RK
RK

Ronny Knight

54 Years of Experience
Austin, TX
3 DisclosuresBroker

Ronny Knight is a registered investment advisor at LPL Financial LLC, based in Austin, TX, with 54 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Austin, TX

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2005
Settled
Customer Dispute
October 2002
Denied
Customer Dispute
March 1982
Settled
Other Business Activities

Ronny owns rental real estate since 2000, dedicating minimal time to it. He also has a business entity, Knight Wealth Management LLC, for tax/investment purposes, requiring no time commitment.

Employment History
Current Registrations
LPL Financial LLCBroker
April 2023 - Present · 3 yrs 1 mo
LPL Financial LLC
April 2023 - Present · 3 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2009 - April 2023 · 13 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
May 2009 - April 2023 · 13 yrs 11 mos
UBS Financial Services INC.Broker
January 1991 - May 2009 · 18 yrs 4 mos
UBS Financial Services INC.
January 1991 - May 2009 · 18 yrs 4 mos
Rotan Mosle INC.Broker
August 1989 - January 1991 · 1 yr 5 mos
Painewebber IncorporatedBroker
July 1982 - August 1989 · 7 yrs 1 mo
Bache Halsey Stuart Shields IncorporatedBroker
June 1979 - August 1982 · 3 yrs 2 mos
E. F. Hutton & Company INCBroker
March 1972 - December 1987 · 15 yrs 9 mos
State Registrations18 states
ARAZCACOFLKSLAMANCNMNYOKORSCTXUTVAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ronny Knight - Financial Advisor | TrueAdvisor