Hector Siqueiros
Hector Siqueiros is a registered investment advisor at LPL Financial LLC, based in Dublin, CA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3 Park Place, Dublin, CA, 94568
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2014Regulatory
April 2004Other Business Activities
Hector operates Patelco Financial Solutions as a DBA for his LPL business. This activity is investment-related and takes nearly full-time hours during trading.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Sorrento Pacific Financial, LLC
Sorrento Pacific Financial, LLCBroker
LPL Financial LLC
Wescom Financial Services, LLC
Citicorp Investment ServicesBroker
Wescom Financial ServicesBroker
Citicorp Investment ServicesBroker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Wells Fargo Securities INC.Broker
Waterhouse Securities, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.