FC
FC

Fei Chiang

28 Years of Experience
Castro Valley, CA
2 DisclosuresBroker

Fei Chiang is a registered investment advisor at LPL Financial LLC, based in Castro Valley, CA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

25138 Century Oaks Circle, Castro Valley, CA, 94552

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2010
Denied
Customer Dispute
June 2002
Settled
Other Business Activities

Fei is involved in real estate rental activities through FC Burnside Condos, FC Ash Apts LLC (50% ownership), and Henchi Properties LLC. These activities require minimal time commitment.

Employment History
Current Registrations
LPL Financial LLCBroker
March 2012 - Present · 14 yrs 2 mos
LPL Financial LLC
March 2012 - Present · 14 yrs 2 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
August 2007 - March 2012 · 4 yrs 7 mos
Wells Fargo Advisors, LLC
August 2007 - March 2012 · 4 yrs 7 mos
Ifmg Securities, INC.
March 2003 - August 2007 · 4 yrs 5 mos
Ifmg Securities, INC.Broker
March 2003 - August 2007 · 4 yrs 5 mos
Wm Financial Services, INC.Broker
July 2000 - January 2003 · 2 yrs 6 mos
Pruco Securities CorporationBroker
July 1997 - June 2000 · 2 yrs 11 mos
State Registrations2 states
CAFL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.