RM
RM
Robert Macmullan is a registered investment advisor at Morgan Stanley, based in Wayzata, MN, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
445 East Lake Street, Suite 320, Wayzata, MN, 55391
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 1998Denied
Employment History
Current Registrations
Morgan Stanley
February 2014 - Present · 12 yrs 3 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
November 2004 - June 2009 · 4 yrs 7 mos
UBS Financial Services INC.Broker
February 1999 - December 2004 · 5 yrs 10 mos
Prudential Securities IncorporatedBroker
June 1996 - March 1999 · 2 yrs 9 mos
State Registrations32 states
AZCACOCTDCFLGAIAIDILINKSMEMIMNMONCNDNJNMNVNYORPASCSDTNTXVAWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.