Matthew Whitaker
Matthew Whitaker is a registered investment advisor at Osaic Wealth, INC., based in Henrico, VA, with 29 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
3781 Westerre Pkwy Ste A, Henrico, VA, 23233
Get directionsHistory
Regulatory History (3)
Financial
March 2023Customer Dispute
August 2010Employment Separation After Allegations
July 2010Other Business ActivitiesSells Insurance
Matthew is an investment advisor with Securities America since 2012 and also engages in insurance sales, including life insurance and fixed/indexed annuities, dedicating a few hours per week to these activities. Additionally, Matthew works part-time as a DoorDash driver, spending minimal time on deliveries.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
Next Financial Group, INC.
Next Financial Group, INC.Broker
Sterne Agee Investment Advisors, INC.
Sterne, Agee & Leach, INC.Broker
Anderson & Strudwick, IncorporatedBroker
Anderson & Strudwick, Incorporated
Davenport & Company LLC
Davenport & Company LLCBroker
Davenport & Company LLC
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Suntrust Securities, INC.
Suntrust Securities, INC.Broker
Crestar Securities CorporationBroker
Painewebber IncorporatedBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.