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CFP
RM
CFP

Richard Mower

LPL Financial LLC
29 Years of Experience
Boulder, CO
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Richard Mower is a CFP-designated registered investment advisor at LPL Financial LLC, based in Boulder, CO, with 29 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4430 Arapahoe Ave Ste 210, Boulder, CO, 80303-1100

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2006
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Richard operates under the DBA Meridian Wealth Management since 2007. He is also involved with Colorado Brokerage Group selling non-variable insurance, dedicating minimal time to this activity. Finally, Richard is a silent investor in CAGAI LLC, a private investment firm, but this is not investment related and requires no time commitment.

Employment History
Current Registrations
LPL Financial LLC
February 2023 - Present · 3 yrs 8 mos
LPL Financial LLCBroker
December 2005 - Present · 20 yrs 10 mos
Previous Registrations
Meridian Wealth Management LLC
May 2012 - March 2023 · 10 yrs 10 mos
LPL Financial LLC
December 2005 - June 2013 · 7 yrs 6 mos
Wells Fargo Brokerage Services, L.L.C.Broker
March 2001 - August 2002 · 1 yr 5 mos
Wells Fargo Investments, LLCBroker
January 2001 - December 2005 · 4 yrs 11 mos
Wells Fargo Investments, LLC
January 1999 - December 2005 · 6 yrs 11 mos
Wells Fargo Securities INC.Broker
October 1997 - May 2001 · 3 yrs 7 mos
Dean Witter Reynolds INC.Broker
November 1996 - August 1997 · 9 mos
Joseph Charles & Assoc., INC.Broker
July 1996 - September 1996 · 2 mos
State Registrations33 states
ARAZCACOFLGAHIIAIDILKSKYMDMIMNMONCNENJNVNYOHOKORSCTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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