Richard Mower
Richard Mower is a CFP-designated registered investment advisor at LPL Financial LLC, based in Boulder, CO, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4430 Arapahoe Ave Ste 210, Boulder, CO, 80303-1100
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Regulatory History (1)
Customer Dispute
August 2006Other Business ActivitiesSells Insurance
Richard operates under the DBA Meridian Wealth Management since 2007. He is also involved with Colorado Brokerage Group selling non-variable insurance, dedicating minimal time to this activity. Finally, Richard is a silent investor in CAGAI LLC, a private investment firm, but this is not investment related and requires no time commitment.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Meridian Wealth Management LLC
LPL Financial LLC
Wells Fargo Brokerage Services, L.L.C.Broker
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
Wells Fargo Securities INC.Broker
Dean Witter Reynolds INC.Broker
Joseph Charles & Assoc., INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.