SL
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Scott Lindus is a registered investment advisor at Morgan Stanley, based in Los Angeles, CA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
10960 Wilshire Boulevard, Suite 2000, Los Angeles, CA, 90024
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Regulatory History (1)
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Criminal
December 1984Final Disposition
Employment History
Current Registrations
Morgan Stanley
August 2015 - Present · 10 yrs 9 mos
Morgan StanleyBroker
August 2015 - Present · 10 yrs 9 mos
Previous Registrations
J.P. Morgan Securities LLC
November 1999 - August 2015 · 15 yrs 9 mos
J.P. Morgan Securities LLCBroker
April 1999 - August 2015 · 16 yrs 4 mos
Bear, Stearns & CO. INC.Broker
August 1996 - February 1999 · 2 yrs 6 mos
State Registrations27 states
AKAZCACOCTDCFLGAHIIAIDILMAMDMNMTNJNVNYOHPASCTXUTVAWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.