GS
CFP
GS
CFP

George Spiropoulos

29 Years of Experience
New York, NY
Broker

George Spiropoulos is a CFP-designated registered investment advisor at Morgan Stanley, based in New York, NY, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

55 East 52nd Street, 12th Floor, New York, NY, 10055

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

George serves as a trustee for a trust since 2018. This activity requires minimal time outside of business hours and is investment-related.

Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
October 1999 - June 2009 · 9 yrs 8 mos
Olde Discount CorporationBroker
August 1996 - September 1999 · 3 yrs 1 mo
State Registrations44 states
ALAZCACOCTDCDEFLGAIDILINLAMAMDMEMIMNMONCNDNENHNJNMNVNYOHORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
George Spiropoulos - Financial Advisor | TrueAdvisor