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Douglas Holthaus

Harbor Investment Advisory, LLC
22 Years of Experience
Lutherville, MD
Broker
View SEC Summary
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Douglas Holthaus is a registered investment advisor at Harbor Investment Advisory, LLC, based in Lutherville, MD, with 22 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Corporate Executives, Education Planning, and 6 more. Their firm serves 3,540 clients with $6.9B in assets under management.

Harbor Investment Advisory, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
31 advisors
Number of Clients
3,540 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$6.9B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees vary by program: Harbor Manager Select charges 0.25% to 2.00%, and Harbor Investment Consulting charges 0.25% to 1.50%. Fees are computed as a percentage of assets under management and paid monthly in arrears.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2330 W. Joppa Road, Suite 160, Lutherville, MD, 21093

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Harbor Investment Advisory, LLC
June 2026 - Present · 4 mos
Harbor Investment Advisory, LLCBroker
June 2026 - Present · 4 mos
Previous Registrations
J.P. Morgan Securities LLC
March 2023 - June 2026 · 3 yrs 3 mos
J.P. Morgan Securities LLCBroker
September 2018 - June 2026 · 7 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2014 - August 2018 · 4 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2014 - August 2018 · 4 yrs 5 mos
PNC Investments
September 2012 - February 2014 · 1 yr 5 mos
PNC InvestmentsBroker
July 2012 - February 2014 · 1 yr 7 mos
Mercantile Brokerage Services, INC.Broker
February 2005 - June 2007 · 2 yrs 4 mos
PNC Fund Distributor, INC.Broker
June 2004 - October 2007 · 3 yrs 4 mos
Mercantile Capital Advisors, INC.
January 2003 - June 2007 · 4 yrs 5 mos
Mercantile Securities, INC.Broker
January 2003 - July 2004 · 1 yr 6 mos
Rydex Distributors, INC.Broker
September 2002 - October 2002 · 1 mo
Deutsche Bank Securities INC.Broker
January 2001 - April 2002 · 1 yr 3 mos
Db Alex. Brown LLCBroker
October 2000 - January 2001 · 3 mos
Friedman, Billings, Ramsey & CO., INC.Broker
November 1998 - June 2000 · 1 yr 7 mos
State Registrations17 states
AZCACOCTDCDEFLGAMAMDNCNJNYOHPAVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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