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Stephen Sanders

29 Years of Experience
Little Rock, AR
BrokerSells Insurance

Stephen Sanders is a registered investment advisor at First Financial Services, LLC, based in Little Rock, AR, with 29 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 93 clients with $100M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
3 advisors
Number of Clients
93 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$100.8M

Fee Structure

Planning is included in investment management

First Financial Services charges a fee based on a percentage of the assets they manage in your account. The exact percentage is determined on a case-by-case basis, considering factors like the size and complexity of your account. Generally, these fees range from 1.00% to 2.00% per year. The specific fee will be agreed upon before you sign an advisory agreement. There is no charge for financial planning.

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Location

1509 Mart Drive, Suite B, Little Rock, AR, 72202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Stephen works as an RIA representative managing assets at First Financial Services, LLC, dedicating full-time hours. He also works as an insurance agent at Reunion Associates, Inc, spending about 10-20% of his time on insurance sales.

Employment History
Current Registrations
First Financial Services, LLC
March 2024 - Present · 2 yrs 2 mos
M. S. Howells & CO.Broker
November 2018 - Present · 7 yrs 6 mos
Previous Registrations
Sowell Management
November 2018 - March 2024 · 5 yrs 4 mos
Cambridge Investment Research Advisors, INC.
January 2013 - November 2018 · 5 yrs 10 mos
Cambridge Investment Research, INC.Broker
April 2012 - November 2018 · 6 yrs 7 mos
StephensBroker
February 1997 - March 2012 · 15 yrs 1 mo
State Registrations28 states
ARAZCACODCFLIAILINKSKYLAMDMNMOMSNCNENMNVNYOKORSCTXUTVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Stephen Sanders - Financial Advisor | TrueAdvisor