FM
FM

Fred Maschmidt

29 Years of Experience
Fort Myers, FL
3 DisclosuresBroker

Fred Maschmidt is a registered investment advisor at Raymond James & Associates, INC., based in Fort Myers, FL, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

14541 Hope Center Loop, Suite 101, Fort Myers, FL, 33912

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2004
Denied
Customer Dispute
February 2004
Settled
Customer Dispute
January 2004
Denied
Other Business Activities

Fred is a director of KGM Memorial, a non-profit organization that runs an annual charity golf event, dedicating minimal time. He is also a board member for Childcare of Southwest Florida, spending minimal time on this role.

Employment History
Current Registrations
Raymond James & Associates, INC.
May 2005 - Present · 21 yrs
Raymond James & Associates, INC.Broker
June 2003 - Present · 22 yrs 11 mos
Previous Registrations
Mcdonald Investments INC.Broker
March 2000 - June 2003 · 3 yrs 3 mos
Raymond James & Associates, INC.Broker
December 1996 - April 2000 · 3 yrs 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Fred Maschmidt - Financial Advisor | TrueAdvisor