Roman Sazonov
Roman Sazonov is a registered investment advisor at Raymond James & Associates, INC., based in Fort Myers, FL, with 18 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
14541 Hope Center Loop, Suite 101, Fort Myers, FL, 33912
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2024Customer Dispute
July 2009Other Business Activities
Roman is a trustee of The Yale Club of Southwest Florida. He is also a Foundation Investment Committee Member for the FSW College Foundation since March 2019, dedicating minimal time during business hours.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.