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Sara Jones

Raymond James & Associates, INC.
26 Years of Experience
Fort Myers, FL
1 DisclosureBroker
View SEC Summary
View SEC Summary

Sara Jones is a registered investment advisor at Raymond James & Associates, INC., based in Fort Myers, FL, with 26 years of industry experience. Sara is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

14541 Hope Center Loop, Suite 101, Fort Myers, FL, 33912

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2002
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Sara is a partner and owner/proprietor of Bay Capital Properties LLC and Maverick Capital Properties LLC, involved in rental real estate. She dedicates minimal time to these businesses, primarily handling paperwork such as leases and contracts.

Employment History
Current Registrations
Raymond James & Associates, INC.
November 2023 - Present · 2 yrs 11 mos
Raymond James & Associates, INC.Broker
November 2023 - Present · 2 yrs 11 mos
Previous Registrations
Morgan StanleyBroker
August 2021 - November 2023 · 2 yrs 3 mos
Morgan Stanley
August 2021 - November 2023 · 2 yrs 3 mos
Fifth Third Securities, INC.
June 2015 - August 2021 · 6 yrs 2 mos
Fifth Third Securities, INC.Broker
May 2015 - August 2021 · 6 yrs 3 mos
Sterne Agee Asset Management, INC.
February 2012 - April 2014 · 2 yrs 2 mos
Sterne Agee Financial Services, INC.Broker
December 2011 - April 2014 · 2 yrs 4 mos
Sterne, Agee & Leach, INC.Broker
December 2011 - December 2011 · 0 mos
Anderson & Strudwick, Incorporated
April 2010 - December 2011 · 1 yr 8 mos
Anderson & Strudwick, IncorporatedBroker
April 2010 - December 2011 · 1 yr 8 mos
J.P. Turner & Company, L.L.C.Broker
March 2010 - April 2010 · 1 mo
Gunnallen Financial, INC
January 2007 - March 2010 · 3 yrs 2 mos
Gunnallen Financial, INCBroker
July 1999 - March 2010 · 10 yrs 8 mos
State Registrations36 states
ALARAZCACOCTDEFLGAIAIDILINKYMAMDMEMIMOMSNCNDNJNVNYOHOKPARISCTNTXVAVTWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Sara Jones - Financial Advisor | TrueAdvisor