SM
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Stephen Martin
19 Years of Experience
Fort Myers, FL
1 DisclosureBroker
Stephen Martin is a registered investment advisor at Raymond James & Associates, INC., based in Fort Myers, FL, with 19 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
14541 Hope Center Loop, Suite 101, Fort Myers, FL, 33912
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2016Settled
Other Business Activities
Stephen is the Vice President of Malliebu Inc., his wife's family business, since 2006. He dedicates about 10-20% of his time to this role.
Employment History
Current Registrations
Raymond James & Associates, INC.
September 2018 - Present · 7 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2018 - Present · 7 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2006 - October 2018 · 11 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2006 - October 2018 · 11 yrs 11 mos
State Registrations30 states
ARCACOCTFLGAIAILINKSKYLAMDMEMIMNMONCNJNMNYOHPASCTNTXVAWAWIWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.