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Michael Eustace

Rockefeller Capital Management
29 Years of Experience
San Clemente, CA
3 DisclosuresBroker
View SEC Summary
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Michael Eustace is a registered investment advisor at Rockefeller Capital Management, based in San Clemente, CA, with 29 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management. Their firm serves 6,490 clients with $37B in assets under management.

Rockefeller Capital Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
347 advisors
Number of Clients
6,490 clients
Average Client Portfolio
$5.7M average
Assets Under Management
$36.8B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Fees vary by strategy, mandate size, and asset class. Equity strategies typically range from 0.50% to 1.5% annually, and fixed income strategies typically range from 0.10% to 0.75% annually. Private equity strategies charge up to 2.0% of committed capital plus carried interest. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

San Clemente, CA

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2023
Denied
Customer Dispute
October 2009
Settled
Customer Dispute
September 2009
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Rockefeller Capital Management
March 2026 - Present · 7 mos
Rockefeller Capital Management
December 2025 - Present · 10 mos
Rockefeller Financial LLC
December 2025 - Present · 10 mos
Rockefeller Financial LLCBroker
December 2025 - Present · 10 mos
Previous Registrations
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December 2015 - January 2026 · 10 yrs 1 mo
UBS Financial Services INC.
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January 2009 - December 2015 · 6 yrs 11 mos
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UBS Financial Services INC.
September 2004 - January 2009 · 4 yrs 4 mos
UBS Financial Services INC.Broker
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Merrill Lynch Pierce Fenner & Smith INC.
February 1997 - September 2004 · 7 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1996 - September 2004 · 7 yrs 9 mos
State Registrations26 states
AZCACOCTDCDEFLGAILMAMDMNNCNJNVNYOHORPRSCSDTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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