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Andrew Scheier

Stifel, Nicolaus & Company, Incorporated
29 Years of Experience
New York, NY
3 DisclosuresBroker
View SEC Summary
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Andrew Scheier is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in New York, NY, with 29 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3352 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1095 Avenue of the Americas, 3rd & 4th Floors, New York, NY, 10036

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2024
Denied
Customer Dispute
February 2016
Settled
Customer Dispute
March 2013
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Andrew is a board member for Larchmont-Mamaroneck Little League, helping run baseball teams and coordinate activities. This takes a few hours per week and is not investment-related.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
November 2021 - Present · 4 yrs 11 mos
Stifel, Nicolaus & Company, IncorporatedBroker
August 2007 - Present · 19 yrs 2 mos
Previous Registrations
Ryan Beck & CO.Broker
April 2002 - August 2007 · 5 yrs 4 mos
Gruntal & CO., L.L.C.Broker
October 2001 - May 2002 · 7 mos
W.J. Nolan & Company, INC.Broker
February 1997 - October 2001 · 4 yrs 8 mos
State Registrations19 states
CACOCTFLIDILMAMDMNMOMSNCNJNMNYOHPATXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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