Carl Schulman
Carl Schulman is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Boca Raton, FL, with 56 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
2650 North Military Trail, Suite 400, Boca Raton, FL, 33431
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 1996Other Business Activities
Carl is a board member of The Water Club Homeowners Association, running the association since 1992. He owns a home in the association and spends minimal time on this activity.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Ryan Beck & CO.Broker
Gruntal & CO., L.L.C.Broker
Bache Halsey Stuart Shields IncorporatedBroker
Bruns, Nordeman, Rea & CO.Broker
Ladenburg, Thalmann & CO., INC.Broker
Heine, Fishbein & CO INCBroker
Shearson Hayden Stone INC.Broker
Weis Securities, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.