Andrew Woolworth
Andrew Woolworth is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in New York, NY, with 20 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
1095 Avenue of the Americas, 3rd & 4th Floors, New York, NY, 10036
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
October 2012Customer Dispute
October 2009Other Business Activities
Andrew serves on the Board of Advisory for the Forum Club, a business and social club with locations in London, Dubai, Singapore, and New York, consulting on events and members. This activity requires minimal time and is not investment-related.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Morgan StanleyBroker
Citigroup Global Markets INC.Broker
Hold Brothers On-Line Investment Services L.L.C.Broker
Labranche & CO. LLCBroker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.