David Okun
David Okun is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in New York, NY, with 55 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
1095 Avenue of the Americas, 3rd & 4th Floors, New York, NY, 10036
Get directionsHistory
Regulatory History (3)
Customer Dispute
January 2009Customer Dispute
February 1999Customer Dispute
June 1998Other Business Activities
David is a general partner in COD Family Ltd Partnership, assisting his wife and daughter with their duties related to an antique collection. He also owns COD LLC, which holds interest in the family partnership; these activities require minimal time.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Ryan Beck & CO.
Ryan Beck & CO.Broker
Gruntal & CO., L.L.C.Broker
Bache Halsey Stuart Shields IncorporatedBroker
Bruns, Nordeman, Rea & CO.Broker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.