Mark Rosenfeld
Mark Rosenfeld is a PFS-designated registered investment advisor at LPL Financial LLC, based in Eureka, MT, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Eureka, MT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark is a corporate officer at Mark D. Rosenfeld CPA PC, providing tax, accounting, and consulting services, which takes nearly full-time. He also sells fixed annuities, life/health, and long-term care insurance, dedicating minimal time to this, and is a registered representative, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
Wealthquest Advisors
1st Global Advisors INC
1st Global Capital CORP.Broker
State Registrations11 states
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