Timothy Flynn
Timothy Flynn is a registered investment advisor at LPL Financial LLC, based in Holyoke, MA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1669 Northampton Street, Holyoke, MA, 01040
Get directionsHistory
Regulatory History (4)
Criminal
May 2006Customer Dispute
March 2006Customer Dispute
November 2002Criminal
October 1988Other Business ActivitiesSells Insurance
Timothy is involved in several business activities, including providing investment advisory services through Private Advisor Group (nearly full-time), acting as a sales/marketing consultant for his wife's renewable energy business (minimal time), and conducting insurance business away from LPL Financial (minimal time). He also has real estate rental and tax/investment business entities.
Employment History
Current Registrations
LPL Financial LLC
Private Advisor Group, LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
UBS Financial Services INC.Broker
Advest, INC.Broker
AXA Advisors, LLC
The Equitable Life Assurance Society of the United StatesBroker
AXA Advisors, LLCBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.