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Kevin Roberts
29 Years of Experience
Houston, TX
2 DisclosuresBroker
Kevin Roberts is a registered investment advisor at Raymond James & Associates, INC., based in Houston, TX, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
500 Dallas Street, Suite 3400, Houston, TX, 77002
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2007Denied
Customer Dispute
November 2002Closed-No Action
Other Business Activities
Kevin is involved with Trudo Properties, LLC, a rental real estate business, since 2017. He dedicates a few hours per week to this investment-related activity.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
January 2025 - Present · 1 yr 4 mos
Raymond James & Associates, INC.
January 2025 - Present · 1 yr 4 mos
Previous Registrations
RBC Capital Markets, LLCBroker
May 2017 - January 2025 · 7 yrs 8 mos
RBC Capital Markets, LLC
May 2017 - January 2025 · 7 yrs 8 mos
Morgan Stanley
June 2009 - May 2017 · 7 yrs 11 mos
Morgan StanleyBroker
June 2009 - May 2017 · 7 yrs 11 mos
Morgan Stanley & CO. Incorporated
February 2008 - June 2009 · 1 yr 4 mos
Morgan Stanley & CO. IncorporatedBroker
February 2008 - June 2009 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1999 - February 2008 · 8 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 1999 - February 2008 · 8 yrs 8 mos
Painewebber IncorporatedBroker
September 1997 - June 1999 · 1 yr 9 mos
Olde Discount CorporationBroker
February 1997 - August 1997 · 6 mos
State Registrations16 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.