Benjamin Sams is a registered investment advisor at Haviland & Sams, LLC, based in Farmington, CT, with 19 years of industry experience. Benjamin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Estate Planning, High Net Worth, and 2 more. Their firm serves 101 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Haviland & Sams does not directly manage client assets. Instead, they help clients find and monitor independent investment managers. Clients whose assets are held at Schwab may be charged up to 1% of their portfolio annually, paid quarterly. Clients in the Lockwood wrap fee program may be charged up to 2% annually, paid quarterly, which includes all management and transaction fees.
Location
30 Stanford Drive, 2nd Floor, Farmington, CT, 06032
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2008Customer Dispute
July 2007Other Business Activities
Benjamin is a managing member of Sam's Family Investment, LLC, a family investment vehicle, since 2011. He dedicates minimal time to facilitating various investments.
Employment History
Current Registrations
Haviland & Sams, LLC
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.