Cathleen Keane is a CFP-designated registered investment advisor at Haviland & Sams, LLC, based in Farmington, CT, with 4 years of industry experience. Cathleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Estate Planning, and 7 more. Their firm serves 101 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees for manager search and monitoring on Schwab are up to 1% annually. Wrap fee programs through BNY Mellon charge up to 2% annually. Fees may be negotiable based on portfolio size and family holdings.
Fee Estimator
Location
30 Stanford Drive, 2nd Floor, Farmington, CT, 06032
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Haviland & Sams, LLC
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Fidelity Personal and Workplace Advisors
Fidelity Brokerage Services LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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