Christopher Marks is a registered investment advisor at LPL Financial LLC, based in Buffalo, NY, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
360 Delaware Avenue, Suite 400, Buffalo, NY, 14202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Christopher is an investment advisor representative with Sterling Investment Counsel, LLC, and a board member for Servotronics, Inc. He also works as a broker for Specific Solutions, Inc. and Alliance Advisory Group LLC, selling fixed life insurance, disability insurance, and long-term care insurance, dedicating a few hours per week to these activities.
Employment History
Current Registrations
LPL Financial LLCBroker
Sterling Investment Counsel, LLC
Previous Registrations
LPL Financial LLC
Sii Investments, INC.
Sii Investments, INC.Broker
1717 Capital Management Company
1717 Capital Management CompanyBroker
State Registrations21 states
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